KoreComply LLC Launches To Deliver Trusted Compliance Solutions For Modern Financial Firms

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Industry Veteran Mark Paverman Appointed President to Lead National Expansion

New York, NY – April 09, 2026 ( KOREWIRE ) — KoreComply, a new full-service regulatory compliance and advisory firm focused on broker-dealers and regulated financial institutions, today officially announced its launch. The company will provide outsourced compliance leadership, regulatory consulting, FINRA and SEC regulatory support, and technology-enabled compliance infrastructure to firms operating in today’s increasingly complex regulatory environment.

KoreComply enters the market with a clear mission: to simplify and strengthen compliance for modern financial firms through scalable solutions, expert guidance, and integrated technology.

At the helm of KoreComply’s operations is Mark Paverman, who joins as President. Paverman brings decades of experience in broker-dealer compliance, regulatory strategy, and FINRA operations, positioning the company for immediate credibility and growth.

“It’s an exciting time to launch KoreComply as firms face growing regulatory pressure and operational complexity,” said Mark Paverman, President of KoreComply. “Our goal is to provide broker-dealers and regulated firms with a trusted partner that not only ensures compliance but enables them to scale with confidence.”

KoreComply will offer a comprehensive suite of services, including:

• Outsourced Chief Compliance Officer (CCO), FINOP, and Principal services

• FINRA New Membership Applications (NMA), Continuing Membership Applications (CMA), and MATCON filings

• SEC Transfer Agent services, including registration, annual filings, and ongoing compliance support

• AML program development and independent testing

• Written Supervisory Procedures (WSP) and compliance program design

• Mock regulatory examinations and audit readiness

• Electronic communications and marketing review

• KYC and suitability oversight

• Regulatory training programs for compliance teams and firm personnel

• A technology-enabled compliance platform integrating workflow, monitoring, and regulatory tracking

The company also leverages a national network of licensed compliance professionals, allowing it to scale services efficiently while maintaining deep regulatory expertise across FINRA and SEC regulatory frameworks.

KoreComply is backed by a strong leadership team with extensive experience in capital markets, compliance, and technology:

• Mark Paverman, President

• Jason Futko, Chief Financial Officer

• Dr. Kiran Garimella, Chief Technology Officer

“KoreComply represents a natural evolution in how compliance services are delivered,” said Oscar A. Jofre, Executive Chairman. “By combining experienced professionals with scalable infrastructure and technology, we are building a platform that addresses one of the most critical challenges facing financial firms today, including broker-dealers and SEC-registered transfer agents.”

KoreComply is positioned to serve broker-dealers, SEC transfer agents, investment advisors, funding platforms, and capital markets firms across the United States, with plans to scale nationally over the next three years.

About KoreComply LLC

KoreComply LLC is a regulatory compliance and advisory firm dedicated to delivering trusted compliance solutions for modern financial firms. The company provides outsourced compliance leadership, regulatory consulting, SEC and FINRA support, and technology-enabled infrastructure to broker-dealers, transfer agents, and capital markets participants navigating complex regulatory environments.

Media Contact:

Katie Johnson

VP IR

[email protected]