KoreComply Launches As A Regulatory Compliance Provider For Private Capital Markets Intermediaries

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Industry Veteran Mark Paverman Appointed President to Lead Firm’s Growth and Compliance Strategy

NEW YORK, NY – May 27, 2026 – ( KOREWIRE ) — KoreComply, a new full-service regulatory compliance and advisory firm focused on the private capital markets industry, today announced its official launch. The company has been established to provide comprehensive compliance, regulatory advisory, and outsourced compliance infrastructure services to broker-dealers, funding platforms, SEC transfer agents, and other financial intermediaries operating within the private capital markets ecosystem.

KoreComply also announced the appointment of Mark Paverman as President of the company. Paverman brings decades of experience in broker-dealer compliance, FINRA regulation, operational oversight, and regulatory strategy, positioning the firm to become a trusted compliance partner for modern financial institutions navigating increasingly complex regulatory environments.

KoreComply’s mission is to deliver scalable, technology-enabled compliance solutions that allow private capital markets intermediaries to operate with greater confidence, efficiency, and regulatory readiness.

“The private capital markets are evolving rapidly, and firms today require more than traditional compliance consulting,” said Mark Paverman, President of KoreComply. “Today’s regulatory environment demands a new approach where compliance, regulations, and technology work together seamlessly. Firms can no longer rely on manual processes and fragmented systems to manage growing regulatory obligations. KoreComply was created to provide the infrastructure, expertise, and technology needed to help firms remain compliant, scalable, and operationally efficient in today’s market.”

KoreComply provides a broad range of regulatory and compliance services, including:

●        Outsourced Chief Compliance Officer (CCO), FINOP, and Principal services

●        FINRA New Membership Applications (NMA), Continuing Membership Applications (CMA), and MATCON filings

●        SEC Transfer Agent registration, annual filings, and ongoing compliance support

●        Written Supervisory Procedures (WSP), AML programs, and Business Continuity Plans (BCP)

●        Independent AML testing and mock regulatory examinations

●        Electronic communications review and marketing material oversight

●        KYC and suitability reviews

●        Regulatory training and ongoing compliance education

●        Technology-enabled compliance infrastructure and workflow systems

The company combines a national network of licensed compliance professionals with integrated compliance technology to help firms reduce operational risk while maintaining audit readiness.

“KoreComply represents the next generation of compliance infrastructure for the private capital markets,” said Oscar A. Jofre, Executive Chairman of KoreComply. “As regulatory complexity continues to increase across broker-dealers, transfer agents, and capital formation platforms, firms require strategic compliance partners with both deep expertise and scalable systems. Mark Paverman’s leadership and experience make him the ideal executive to lead this initiative to support our clients.”

KoreComply’s executive leadership team includes:

●     Mark Paverman, President

●     Jason Futko, Chief Financial Officer

●     Dr. Kiran Garimella, Chief Technology Officer

The firm is expected to serve broker-dealers, SEC transfer agents, funding portals, alternative investment firms, and capital markets service providers across the United States, with a strategic focus on building a national compliance infrastructure platform for the private capital markets industry.

About KoreComply

KoreComply is a regulatory compliance and advisory firm focused on delivering trusted compliance solutions for private capital markets intermediaries and regulated financial institutions. The company provides outsourced compliance leadership, regulatory consulting, SEC and FINRA support, and technology-enabled compliance infrastructure to broker-dealers, transfer agents, funding platforms, and capital markets participants.

For more information, visit korecomply.com or contact [email protected]

Media Contact

KoreComply, Danielle Higgins

[email protected]

Website:  https://www.korecomply.com